SEC Form 4 · accession 0001209191-17-034375
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Holloway
Director
Period of report
May 18, 2017
Accepted (ET)
May 22, 2017 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 15, 2017 | A | 93 | $44.59 | A | 38,282 | D | |
| Common Shares | May 18, 2017 | S | 500 | $44.74 | D | 37,782 | D | |
| Common Shares | May 18, 2017 | S | 50 | $44.71 | D | 37,732 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 5/15/2017 as dividend at FMV