SEC Form 4 · accession 0001209191-17-031044
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III James C Cotton
Officer — Senior Vice President
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares | May 5, 2017 | S | 1,033 | $44.50 | D | 7,146 | D |
Table II — derivative securities
No Table II lines on this filing.