SEC Form 4 · accession 0001209191-17-025820
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd E Ross
Director
Period of report
Apr 5, 2017
Accepted (ET)
Apr 5, 2017 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 6, 2017 | A | 786 | $0.00 | A | 51,953 | D | |
| Common SharesF2 | Feb 15, 2017 | A | 100 | $43.91 | A | 52,053 | D | |
| Common Shares | Apr 5, 2017 | S | 1,100 | $44.02 | D | 53,153 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Updated DRIP from Schwab account
- F2DER units credited on 2/15/2017 as dividend at FMV