SEC Form 4 · accession 0001209191-17-019217
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Holloway
Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 15, 2017 | A | 94 | $43.91 | A | 39,389 | D | |
| Common Shares | Mar 7, 2017 | S | 236 | $44.50 | D | 39,153 | D | |
| Common Shares | Mar 7, 2017 | S | 964 | $42.89 | D | 38,189 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 2/15/2017 as dividend at FMV