SEC Form 4 · accession 0001209191-17-019042
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 3, 2017 | A | 20,516 | $43.88 | A | 116,682 | D | |
| Common SharesF1 | Mar 6, 2017 | F | 8,142 | $43.88 | D | 108,540 | D | |
| Common SharesF2 | Mar 6, 2017 | A | 344 | $0.00 | A | 108,885 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F18141.8202 shares withheld to satisfy tax liability
- F2Updated DRIP