SEC Form 4 · accession 0001209191-17-019009
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan K Switzer
Officer — Vice President
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2017 | A | 14 | $44.89 | A | 16,169 | D | |
| Common Shares | Mar 3, 2017 | A | 2,167 | $43.88 | A | 18,336 | D | |
| Common SharesF2 | Mar 6, 2017 | F | 822 | $43.88 | D | 17,514 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 3/1/2017 as dividend at FMV
- F2821.6543 shares withheld to satisfy tax liability