SEC Form 4 · accession 0001209191-17-009308
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Ronald Scanlon
Officer — Vice President
Period of report
Jan 31, 2017
Accepted (ET)
Feb 9, 2017 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jan 31, 2017 | A | 1,307 | $0.00 | A | 18,111 | D | |
| Common SharesF1 | Feb 3, 2017 | F | 344 | $44.24 | D | 17,268 | D | |
| Common SharesF2 | Feb 3, 2017 | F | 173 | $44.24 | D | 17,094 | D | |
| Common SharesF3 | Feb 3, 2017 | F | 154 | $44.24 | D | 16,941 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1785.3799 previously reported RSU's of which 343.8393 were withheld to satisfy tax liability
- F2395.7550 previously reported RSU's of which 173.2615 were withheld to satisfy tax liability
- F3350.9505 previously reported RSU's of which 153.6460 were withheld to satisfy tax liability