SEC Form 4 · accession 0001209191-16-152273
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diana M Bonta
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 15, 2016 | A | 17 | $41.45 | A | 23,017 | D | |
| Common Shares | Nov 28, 2016 | S | 900 | $44.00 | D | 22,117 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 11/15/2016 as dividend at FMV