SEC Form 4 · accession 0001209191-16-147877
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Ronald Scanlon
Officer — Vice President
Period of report
Nov 1, 2016
Accepted (ET)
Nov 2, 2016 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Oct 31, 2016 | S | 300 | $40.00 | D | 18,291 | D | |
| Common Shares | Nov 1, 2016 | S | 500 | $40.00 | D | 17,791 | D |
Table II — derivative securities
No Table II lines on this filing.