SEC Form 4 · accession 0001209191-16-140219
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd E Ross
Director
Period of report
Sep 6, 2016
Accepted (ET)
Sep 6, 2016 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 6, 2016 | S | 500 | $39.42 | D | 52,762 | D |
Table II — derivative securities
No Table II lines on this filing.