SEC Form 4 · accession 0001209191-16-140194
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Sep 2, 2016
Accepted (ET)
Sep 6, 2016 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 1, 2016 | A | 58 | $38.85 | A | 91,932 | D | |
| Common SharesF2 | Sep 2, 2016 | A | 123 | $0.00 | A | 92,054 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 9/1/2016 as dividend at FMV
- F2Updated DRIP amount in Merrill Lynch account