SEC Form 4 · accession 0001209191-16-138864
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Holloway
Director
Period of report
Aug 24, 2016
Accepted (ET)
Aug 26, 2016 · 8:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 1, 2016 | A | 8 | $39.83 | A | 41,583 | D | |
| Common SharesF2 | Aug 15, 2016 | A | 91 | $41.37 | A | 41,674 | D | |
| Common Shares | Aug 24, 2016 | S | 986 | $40.01 | D | 40,688 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 6/1/2016 as dividend at FMV
- F2DER units credited on 8/15/2016 as dividend at FMV