SEC Form 4 · accession 0001209191-16-121886
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Fielder
Director
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 1, 2015 | A | 9 | $36.95 | A | 7,046 | D | |
| Common Shares | May 17, 2016 | A | 1,382 | $39.80 | A | 8,428 | D | |
| Common SharesF2 | May 19, 2016 | D | 1 | $0.00 | D | 8,427 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 9/1/2015 as dividend at FMV
- F2Adjustment for partial share