SEC Form 4 · accession 0001209191-16-121869
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd E Ross
Director
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 17, 2016 | A | 1,382 | $39.80 | A | 54,547 | D | |
| Common SharesF1 | May 18, 2016 | A | 105 | $37.94 | A | 54,652 | D | |
| Common SharesF2 | May 19, 2016 | D | 2 | $0.00 | D | 54,650 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 5/18/16 as dividend at FMV
- F2Adjustment for partial share