SEC Form 4 · accession 0001209191-16-121865
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diana M Bonta
Director
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 14, 2015 | A | 16 | $39.09 | A | 22,799 | D | |
| Common SharesF2 | Sep 1, 2015 | A | 9 | $36.95 | A | 22,823 | D | |
| Common SharesF3 | Nov 16, 2015 | A | 15 | $40.79 | A | 22,839 | D | |
| Common SharesF4 | Feb 16, 2016 | A | 14 | $45.95 | A | 22,852 | D | |
| Common Shares | May 17, 2016 | A | 1,382 | $39.80 | A | 24,234 | D | |
| Common SharesF5 | May 18, 2016 | A | 17 | $37.94 | A | 24,251 | D | |
| Common SharesF6 | May 19, 2016 | D | 2 | $0.00 | D | 24,249 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 8/14/15 as dividend at FMV
- F2DER units credited on 9/1/2015 as dividend at FMV
- F3DER units credited on 11/16/15 as dividend at FMV
- F4DER units credited on 2/16/16 as dividend at FMV
- F5DER units credited on 5/18/16 as dividend at FMV
- F6Adjustment for partial share