SEC Form 4 · accession 0001209191-16-113537
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd E Ross
Director
Period of report
Apr 5, 2016
Accepted (ET)
Apr 6, 2016 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 8, 2016 | A | 778 | $0.00 | A | 53,579 | D | |
| Common SharesF2 | Feb 16, 2016 | A | 86 | $45.95 | A | 53,665 | D | |
| Common Shares | Apr 5, 2016 | S | 500 | $39.62 | D | 53,165 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Updated DRIP in Schwab account
- F2DER units credited on 2/16/2016 as dividend at FMV