SEC Form 4 · accession 0001209191-16-108991
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eva G Tang
Officer — Sr. Vice President & CFO
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 9:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2016 | A | 20 | $41.98 | A | 23,721 | D | |
| Common SharesF2 | Mar 4, 2016 | A | 194 | $0.00 | A | 23,915 | D | |
| Common Shares | Mar 14, 2016 | A | 3,093 | $40.62 | A | 27,008 | D | |
| Common SharesF3 | Mar 14, 2016 | F | 1,162 | $40.62 | D | 25,846 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 3/1/2016 as dividend at FMV
- F2Updated DRIP
- F31162.3540 shares withheld to satisfy tax liability