SEC Form 4 · accession 0001209191-16-108989
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 9:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 4, 2016 | A | 260 | $0.00 | A | 81,376 | D | |
| Common Shares | Mar 14, 2016 | A | 20,871 | $40.62 | A | 102,247 | D | |
| Common SharesF2 | Mar 14, 2016 | F | 10,891 | $40.62 | D | 91,357 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Updated DRIP
- F210890.6765 shares withheld to satisfy tax liability