SEC Form 4 · accession 0001209191-16-108985
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Granville R Hodges Jr.
Officer — Vice President
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2016 | A | 10 | $41.98 | A | 9,598 | D | |
| Common Shares | Mar 14, 2016 | A | 2,010 | $40.62 | A | 11,608 | D | |
| Common SharesF2 | Mar 14, 2016 | F | 763 | $40.62 | D | 10,845 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 3/1/2016 as dividend at FMV
- F2763.0547 shares withheld to satisfy tax liability