SEC Form 4 · accession 0001209191-16-108978
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Gallagher
Officer — Vice President
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 8:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2016 | A | 10 | $41.98 | A | 20,282 | D | |
| Common SharesF2 | Mar 4, 2016 | A | 491 | $0.00 | A | 20,773 | D | |
| Common Shares | Mar 14, 2016 | A | 2,010 | $40.62 | A | 22,784 | D | |
| Common SharesF3 | Mar 14, 2016 | F | 770 | $40.62 | D | 22,014 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 3/1/2016 as dividend at FMV
- F2Updated DRIP
- F3770.0463 shares withheld to satisfy tax liability