SEC Form 4 · accession 0001209191-16-107181
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gladys Farrow
Officer — Vice President
Period of report
Mar 7, 2016
Accepted (ET)
Mar 8, 2016 · 7:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2016 | A | 13 | $41.98 | A | 3,231 | D | |
| Common Shares | Mar 7, 2016 | S | 700 | $41.67 | D | 2,531 | D | |
| Common Shares | Mar 7, 2016 | S | 145 | $41.70 | D | 2,386 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 3/1/2016 as dividend at FMV