SEC Form 4 · accession 0001209191-16-098315
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eva G Tang
Officer — Sr. Vice President & CFO
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 8:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 11, 2016 | F | 281 | $46.38 | D | 24,251 | D | |
| Common ShareF2 | Feb 11, 2016 | F | 249 | $46.38 | D | 24,002 | D | |
| Common SharesF3 | Feb 11, 2016 | F | 301 | $46.38 | D | 23,702 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1765.2573 previously reported RSU's of which 281.3152 were withheld to satisfy tax withholding
- F2678.3735 previously reported RSU's of which 248.8273 were withheld to satisfy tax withholding
- F3754.0811 previously reported RSU's of which 300.7087 were withheld to satisfy tax withholding