SEC Form 4 · accession 0001209191-16-098312
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Rowley
Officer — VP OF OPERATIONS
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 8:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 11, 2016 | F | 42 | $46.38 | D | 1,076 | D | |
| Common SharesF2 | Feb 11, 2016 | F | 35 | $46.38 | D | 1,041 | D | |
| CommonSharesF3 | Feb 11, 2016 | F | 41 | $46.38 | D | 1,001 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F195.1642 previously reported RSU's of which 41.6628 were withheld to satisfy tax withholding
- F279.6144 previously reported RSU's of which 34.8551 were withheld to satisfy tax withholding
- F392.7891 previously reported RSU's of which 40.6229 were withheld to satisfy tax withholding