SEC Form 4 · accession 0001209191-16-098308
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan K Switzer
Officer — Vice President
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 11, 2016 | F | 169 | $46.38 | D | 14,038 | D | |
| Common SharesF2 | Feb 11, 2016 | F | 232 | $46.38 | D | 13,806 | D | |
| Common SharesF3 | Feb 11, 2016 | F | 258 | $46.38 | D | 13,548 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1387.0151 previously reported RSU's of which 169.4353 were withheld to satisfy tax withholding
- F2530.1356 previously reported RSU's of which 232.0934 were withheld to satisfy tax withholding
- F3588.2366 previously reported RSU's of which 257.5298 were withheld to satisfy tax withholding