SEC Form 4 · accession 0001209191-16-098306
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 11, 2016 | F | 682 | $46.38 | D | 81,980 | D | |
| Common SharesF2 | Feb 11, 2016 | F | 686 | $46.38 | D | 81,294 | D | |
| Common SharesF3 | Feb 11, 2016 | F | 592 | $46.38 | D | 80,702 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11694.4067 previously reported RSU's of which 681.5608 were withheld to satisfy tax withholding
- F21848.6732 previously reported RSU's of which 686.2646 were withheld to satisfy tax withholding
- F31575.3907 previously reported RSU's of which 592.0321 were withheld to satisfy tax withholding