SEC Form 4 · accession 0001209191-16-093880
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eva G Tang
Officer — Sr. Vice President & CFO
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 31, 2015 | D | 2 | $0.00 | D | 23,082 | D | |
| Common Shares | Jan 25, 2016 | A | 204 | $0.00 | A | 8,190 | I | 401k |
| Common Shares | Jan 25, 2016 | A | 1,451 | $0.00 | A | 24,533 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjustment for partial share