SEC Form 4 · accession 0001209191-16-093868
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Granville R Hodges Jr.
Officer — Vice President
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 1, 2015 | A | 13 | $38.61 | A | 9,415 | D | |
| Common SharesF2 | Sep 1, 2015 | A | 14 | $36.95 | A | 9,429 | D | |
| Common SharesF3 | Dec 1, 2015 | A | 13 | $42.01 | A | 9,442 | D | |
| Common SharesF4 | Dec 31, 2015 | D | 2 | $0.00 | D | 9,439 | D | |
| Common Shares | Jan 25, 2016 | A | 110 | $0.00 | A | 12,699 | I | 401k |
| Common Shares | Jan 25, 2016 | A | 728 | $0.00 | A | 10,167 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 6/1/2015 as dividend at FMV
- F2DER units credited on 9/1/2015 as dividend at FMV
- F3DER units credited on 12/1/2015 as dividend at FMV
- F4Adjustment for partial share