SEC Form 4 · accession 0001209191-16-090141
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd E Ross
Director
Period of report
Jan 5, 2016
Accepted (ET)
Jan 6, 2016 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 16, 2015 | A | 97 | $40.79 | A | 52,495 | D | |
| Common Shares | Jan 5, 2016 | S | 500 | $40.49 | A | 51,995 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 11/16/2015 as dividend at FMV