SEC Form 4 · accession 0001209191-15-083403
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Dec 3, 2015
Accepted (ET)
Dec 3, 2015 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 1, 2015 | A | 54 | $42.01 | A | 77,441 | D | |
| Common Shares | Dec 3, 2015 | A | 277 | $0.00 | A | 77,718 | D | |
| Common Shares | Dec 3, 2015 | A | 112 | $0.00 | A | 77,830 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 12/1/2015 as dividend at FMV