SEC Form 4 · accession 0001209191-15-080852
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise L Kruger
Officer — Sr. Vice President
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 2:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 1, 2015 | A | 22 | $38.61 | A | 22,234 | D | |
| Common SharesF2 | Sep 1, 2015 | A | 25 | $36.95 | A | 22,259 | D | |
| Common Shares | Nov 16, 2015 | S | 500 | $40.74 | D | 21,759 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 6/1/2015 as dividend at FMV (Fair Market Value)
- F2DER units credited on 9/1/2015 as dividend at FMV (Fair Market Value)