SEC Form 4 · accession 0001209191-15-078533
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III James C Cotton
Officer — Senior Vice President
Period of report
Nov 4, 2015
Accepted (ET)
Nov 4, 2015 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 1, 2015 | A | 16 | $38.61 | A | 4,841 | D | |
| Common SharesF2 | Sep 1, 2015 | A | 18 | $36.95 | A | 4,858 | D | |
| Common Shares | Nov 4, 2015 | F | 75 | $41.13 | D | 4,783 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Der units credited on 6/1/2015 as dividend at FMV
- F2Der units credited on 9/1/2015 as dividend at FMV