SEC Form 4 · accession 0001181431-15-007261
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Anderson
Director
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 31, 2014 | A | 661 | $0.00 | A | 37,699 | D | |
| Common SharesF2 | Feb 17, 2015 | A | 97 | $38.65 | A | 37,796 | D | |
| Common SharesF3 | May 15, 2015 | A | 98 | $38.38 | A | 37,893 | D | |
| Common Shares | May 19, 2015 | A | 1,420 | $38.73 | A | 39,313 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Updated DRIP units in Schwaab account
- F2DER units credited on 2/17/2015 as dividend at FMV
- F3DER units credited on 5/15/2015 as dividend at FMV