SEC Form 4 · accession 0001181431-15-007256
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Fielder
Director
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 2, 2014 | A | 12 | $32.26 | A | 5,618 | D | |
| Common Shares | May 19, 2015 | A | 1,420 | $38.73 | A | 7,038 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 9/2/2014 as dividend at FMV