SEC Form 4 · accession 0001181431-15-007255
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Diana M Bonta
Director
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 15, 2014 | A | 25 | $31.26 | A | 23,102 | D | |
| Common SharesF2 | Sep 2, 2014 | A | 12 | $32.26 | A | 23,114 | D | |
| Common SharesF3 | Nov 14, 2014 | A | 23 | $34.24 | A | 23,137 | D | |
| Common SharesF4 | Feb 17, 2015 | A | 21 | $38.65 | A | 23,158 | D | |
| Common SharesF5 | May 15, 2015 | A | 21 | $38.38 | A | 23,179 | D | |
| Common Shares | May 19, 2014 | A | 1,420 | $38.73 | A | 24,599 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 8/15/2014 as dividend at FMV
- F2DER units credited on 9/2/2014 as dividend at FMV
- F3DER units credited on 11/14/2014 as dividend at FMV
- F4DER units credited on 2/17/2015 as dividend at FMV
- F5DER units credited on 5/15/2015 as dividend at FMV