SEC Form 4 · accession 0001181431-15-004373
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III James C Cotton
Officer — Senior Vice President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 2, 2015 | A | 17 | $39.65 | A | 4,897 | D | |
| Common SharesF2 | Mar 5, 2015 | F | 72 | $39.16 | D | 4,824 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 3/2/2015 as divdiend at FMV
- F2188 previously reported RSU's of which 72.3059 were withheld to satisfy tax withholding