SEC Form 4 · accession 0001181431-15-001744
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 29, 2015 | F | 590 | $40.40 | D | 74,434 | D | |
| Common SharesF2 | Jan 29, 2015 | F | 781 | $40.40 | D | 73,654 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11608 previously reported RSU's of which 589.8146 were withheld to satisfy tax withholding
- F21807 previously reported RSU's of which 780.8458 were withheld to satisfy tax withholding