SEC Form 4 · accession 0001181431-15-001740
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III James C Cotton
Officer — Senior Vice President
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 29, 2015 | F | 214 | $40.40 | D | 5,039 | D | |
| Common SharesF2 | Jan 29, 2015 | F | 159 | $40.40 | D | 4,880 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1557 previously reported RSU's of which 213.8879 were withheld to satisfy tax withholding
- F2414 previously reported RSU's of which 158.9760 were withheld to satisfy tax withholding