SEC Form 4 · accession 0001181431-15-001596
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shengder David Chang
Officer — VP ENVIRONMENTAL QUALITY
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 2, 2014 | A | 30 | $29.90 | A | 12,496 | D | |
| Common SharesF2 | Sep 2, 2014 | A | 29 | $32.26 | A | 12,525 | D | |
| Common SharesF3 | Dec 1, 2014 | A | 28 | $34.31 | A | 12,553 | D | |
| Common Shares | Jan 26, 2015 | A | 1,147 | $0.00 | A | 13,700 | D | |
| Common Shares | Jan 27, 2015 | A | 240 | $0.00 | A | 3,158 | I | 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 6/2/2014 as dividend at FMV
- F2DER units credited on 9/2/2014 as dividend at FMV
- F3DER units credited on 12/1/2014 as dividend at FMV