SEC Form 4 · accession 0001181431-15-000352
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd E Ross
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 8:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | Jan 2, 2015 | S | 100 | $38.07 | D | 52,066 | D | |
| Employee Stock Option (Right to Buy) | Jan 2, 2015 | S | 100 | $38.08 | D | 51,966 | D | |
| Employee Stock Option (Right to Buy) | Jan 2, 2015 | S | 300 | $38.11 | D | 51,666 | D | |
| Employee Stock Option (Right to Buy) | Jan 2, 2015 | S | 100 | $38.14 | D | 51,566 | D | |
| Employee Stock Option (Right to Buy) | Jan 2, 2015 | S | 200 | $38.16 | D | 51,366 | D | |
| Employee Stock Option (Right to Buy) | Jan 2, 2015 | S | 100 | $38.20 | D | 51,266 | D |
Table II — derivative securities
No Table II lines on this filing.