SEC Form 4 · accession 0001056903-26-000067
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diana M Bonta
Director
Period of report
Sep 4, 2026
Accepted (ET)
Sep 9, 2026 · 5:52 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Sep 4, 2026 | S | 546 | $88.803 | D | 16,612 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.80 to $88.83, inclusive. The reporting person undertakes to provide to American States Water Company, any security holder of American States Water Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F2The total reflects 21.5246 dividend equivalent right (DER) units credited to the reporting person on August 17, 2026 and 3.2567 DER units credited to the reporting person on September 2, 2026 pursuant to the terms of the American States Water Company 2003 and 2023 non-employee directors stock plans, respectively, since the reporting person's last report.