SEC Form 4 · accession 0001140361-15-025482
MANNATECH INC · MTEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfredo Bala
Officer — President
Period of report
Jun 24, 2015
Accepted (ET)
Jun 26, 2015 · 7:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 per share | Jun 24, 2015 | M | 2 | $5.72 | A | 3,500 | D | |
| Common Stock, Par Value $0.0001 per shareF1 | Jun 24, 2015 | F | 958 | — | D | 2,542 | D | |
| Common Stock, Par Value $0.0001 per shareF1 | Jun 24, 2015 | S$0 | 709 | — | D | 1,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to purchase Common StockF2 | $5.72 | Jun 24, 2015 | M | 1,667 | D | — | Feb 21, 2023 | Common Stock, Par Value $0.0001 per share | 1,667 | 1,667 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.050 to $20.090, inclusive. The reporting person undertakes to provide Mannatech, Incorporated, any security holder of Mannatech, Incorporated, or the staff of Securities Exchange and Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.
- F2The options vest in three equal installments beginning February 21, 2014.