SEC Form 4 · accession 0001623632-18-000942
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Farrell
Director
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jul 30, 2018 | P | 45,000 | $24.0317 | A | 60,200 | I | Held indirectly by the Michael J. Farrell Charitable Remainder Unit Trust |
| Class B Common StockF2 | Jul 30, 2018 | P | 10,000 | $24.1865 | A | 30,000 | I | Held indirectly by the Farrell Family Partnership 2nd |
| Class B Common StockF3 | Jul 30, 2018 | P | 10,000 | $24.4658 | A | 10,000 | I | Held indirectly by The MJF 2011 Trust |
| Class B Common Stock | holding | — | — | — | 38,150 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in 414 transactions at prices ranging from $23.65 to $24.49 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in 100 transactions at prices ranging from $24.07 to $24.26 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in 108 transactions at prices ranging from $24.40 to $24.55 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Remarks
The Power of Attorney dated April 23, 2014 is incorporated herein by reference.