SEC Form 4 · accession 0001623632-15-000505
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Donahue
Officer — VP, CFO & Treasurer
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Mar 30, 2015 | S | 30,000 | $33.2553 | D | 620,916 | D | |
| Class B Common StockF2 | Mar 30, 2015 | S | 30,000 | $33.2552 | D | 685,550 | I | Held indirectly by MaxFund Partners, L.P. |
| Class B Common Stock | holding | — | — | — | 341,542 | I | Held indirectly by The Beechwood Company, L.P. | |
| Class B Common Stock | holding | — | — | — | 72 | I | Held indirectly by 401(k) Plan | |
| Class B Common Stock | holding | — | — | — | 4,409 | I | Held indirectly by spouse | |
| Class B Common Stock | holding | — | — | — | 82 | I | Held indirectly by AWOL, Inc. | |
| Class B Common Stock | holding | — | — | — | 131,035 | I | Held indirectly by power of attorney | |
| Class B Common Stock | holding | — | — | — | 75,073 | I | Held indirectly by J. Christopher Donahue as Custodian for minor children | |
| Class B Common Stock | holding | — | — | — | 152,178 | I | Held indirectly by immediate family member |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in 312 transactions at prices ranging from $33.0650 to $33.4250 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in 310 transactions at prices ranging from $33.0600 to $33.4250 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks
The Power of Attorney dated April 24, 2014 is incorporated herein by reference.