SEC Form 4 · accession 0001318148-18-000003
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Christopher Donahue
Officer — Chairman, President & CEO · Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Mar 6, 2018 | A | 40,473 | $0.00 | A | 1,614,393 | D | |
| Class B Common StockF2 | holding | — | — | — | 297,972 | I | Held indirectly by Comax Partners, L.P. | |
| Class B Common Stock | holding | — | — | — | 5,819 | I | Held indirectly by John F. Donahue Revocable Trust | |
| Class B Common Stock | holding | — | — | — | 5,819 | I | Held indirectly by Rhodora J. Donahue Revocable Trust | |
| Class B Common Stock | holding | — | — | — | 82 | I | Held indirectly by AWOL, Inc. | |
| Class B Common Stock | holding | — | — | — | 569,880 | I | Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is no longer a trustee of The John F. and Rhodora J. Donahue New Richmond Farm Trust, which terminated effective January 1, 2018. Therefore, the reporting person is no longer attributed indirect beneficial ownership of the shares of Federated Investors, Inc. Class B Common Stock held by Richmond Farm, L.P.
- F2d/b/a The Beechwood Company, L.P.
Remarks
The Power of Attorney dated April 24, 2014 is incorporated herein by reference.