SEC Form 4 · accession 0001318148-17-000033
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Germain
Officer — EVP, Chief Legal Officer & GC
Period of report
Nov 2, 2017
Accepted (ET)
Nov 3, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | Nov 2, 2017 | S | 555 | $31.4637 | D | 58,641 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in 2 transactions at prices ranging from $31.4635 to $31.4961 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks
Remarks: The Power of Attorney dated October 24, 2017 is incorporated herein by reference.