SEC Form 4 · accession 0001318148-17-000016
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W McGonigle
Officer — Vice Chairman, Secretary & EVP · Director
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Jun 7, 2017 | G | 40 | $0.00 | D | 234,833 | I | Held indirectly by 713 Investment Partners, L.P. |
| Class B Common StockF1 | holding | — | — | — | 1,299,980 | I | Held indirectly by John W. McGonigle Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 4, 2017, the 357,305 shares of Federated Investors, Inc. Class B Common Stock ("FII Class B Common Stock") held by the Mary Ita McGonigle Revocable Trust were transferred to the John McGonigle Revocable Trust. Mr. McGonigle and his wife are trustees of both revocable trusts. As a result of this transfer, Mr. McGonigle's pecuniary interest in the shares of FII Class B Common Stock did not change and this transfer is exempt from reporting under Rule 16a-13. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by the John W. McGonigle Revocable Trust except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
Remarks
The Power of Attorney dated April 24, 2014 is incorporated herein by reference.