SEC Form 4 · accession 0001318148-16-000084
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Donahue
Officer — VP, CFO & Treasurer · Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 14, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Dec 13, 2016 | G | 975 | $0.00 | D | 627,424 | D | |
| Class B Common Stock | holding | — | — | — | 655,550 | I | Held indirectly by MaxFund Partners, L.P. | |
| Class B Common Stock | holding | — | — | — | 341,542 | I | Held indirectly by The Beechwood Company, L.P. | |
| Class B Common Stock | holding | — | — | — | 72 | I | Held indirectly by 401(k) Plan | |
| Class B Common Stock | holding | — | — | — | 4,409 | I | Held indirectly by spouse | |
| Class B Common Stock | holding | — | — | — | 82 | I | Held indirectly by AWOL, Inc. | |
| Class B Common Stock | holding | — | — | — | 75,073 | I | Held indirectly by J. Christopher Donahue as Custodian for minor children | |
| Class B Common Stock | holding | — | — | — | 152,178 | I | Held indirectly by immediate family member |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The Power of Attorney dated April 24, 2014 is incorporated herein by reference.