SEC Form 4 · accession 0001318148-16-000069
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Farrell
Director
Period of report
Nov 2, 2016
Accepted (ET)
Nov 4, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Nov 2, 2016 | P | 10,000 | $26.066 | A | 41,700 | D | |
| Class B Common Stock | holding | — | — | — | 20,000 | I | Held indirectly by the Farrell Family Partnership 2nd | |
| Class B Common Stock | holding | — | — | — | 7,500 | I | Held indirectly by the Michael J. Farrell Charitable Remainder Unit Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in 79 transactions at prices ranging from $25.975 to $26.235 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Remarks
The Power of Attorney dated April 23, 2014 is incorporated herein by reference.