SEC Form 4 · accession 0001318148-16-000056
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Donahue
Officer — VP, CFO & Treasurer · Director
Period of report
May 17, 2016
Accepted (ET)
May 18, 2016 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | May 17, 2016 | S | 30,000 | $30.9518 | D | 626,787 | D | |
| Class B Common StockF2 | May 17, 2016 | S | 30,000 | $30.9473 | D | 655,550 | I | Held indirectly by MaxFund Partners, L.P. |
| Class B Common Stock | holding | — | — | — | 341,542 | I | Held indirectly by The Beechwood Company, L.P. | |
| Class B Common Stock | holding | — | — | — | 72 | I | Held indirectly by 401(k) Plan | |
| Class B Common Stock | holding | — | — | — | 4,409 | I | Held indirectly by spouse | |
| Class B Common Stock | holding | — | — | — | 82 | I | Held indirectly by AWOL, Inc. | |
| Class B Common Stock | holding | — | — | — | 75,073 | I | Held indirectly by J. Christopher Donahue as Custodian for minor children | |
| Class B Common Stock | holding | — | — | — | 152,178 | I | Held indirectly by immediate family member |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in 8 transactions at prices ranging from $30.801 to $31.3066 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in 8 transactions at prices ranging from $30.8018 to $31.2998 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks
The Power of Attorney dated April 24, 2014 is incorporated herein by reference.