SEC Form 4 · accession 0001318148-16-000055
FEDERATED HERMES, INC. · FHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W McGonigle
Officer — Vice-Chairman, Sec, EVP · Director
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | May 2, 2016 | J | 2,349 | — | A | 234,873 | I | Held indirectly by 713 Investment Partners, L.P. |
| Class B Common Stock | holding | — | — | — | 1,954,878 | I | Held indirectly by Fairview Partners, L.P. | |
| Class B Common Stock | holding | — | — | — | 942,675 | I | Held indirectly by John W. McGonigle Revocable Trust | |
| Class B Common Stock | holding | — | — | — | 357,305 | I | Held indirectly by Mary Ita McGonigle Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are held by 713 Investment Partners, a limited partnership ("713 IP") of which JWM/MIM Company, LLC is the sole general partner and 713 Investment Corp. is a limited partner ("713 IC"). Mr. McGonigle and his wife are shareholders and directors of JWM/MIM Company, LLC. On May 2, 2016, 713 IP distributed to 713 IC certain assets of 713 IP with a value equal to the interest of 713 IC in 713 IP such that 713 IC will no longer participate as a limited or general partner of 713 IP. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by 713 IP except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
Remarks
The Power of Attorney dated April 24, 2014 is incorporated herein by reference.